Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Robert Miller is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in FRISCO, Texas. Christopher has been in the financial industry since December 1995 and has a wide range of experience. Christopher is registered with the Securities and Exchange Commission and has a number of licenses and certifications. Christopher is a valuable resource for clients who are looking for a financial advisor with a strong track record and a commitment to providing excellent service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/09/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
NY
06/24/1996 - 09/14/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
12/01/1995 - 06/26/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 01/17/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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