Unclaimed
Christopher Robert Ketchen is a financial advisor with LPL Financial LLC in Newton, Massachusetts. Christopher has been in the financial services industry since April 10, 1996. Christopher holds licenses to provide financial services in 18 states. Christopher has a wide range of experience, having previously worked at Morgan Stanley, Citigroup Global Markets Inc., A. G. Edwards & Sons, Inc., NYLIFE Securities Inc., and Putnam Mutual Funds Corp. Christopher Ketchen is licensed to offer financial services in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Maine, Massachusetts, New Hampshire, New Jersey, New Mexico, New York, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/21/2025 - Present
LPL Financial LLC (NEWTON MA)
MA
06/01/2009 - 10/24/2013
MORGAN STANLEY (BOSTON MA)
MA
05/01/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
11/19/1998 - 05/26/2006
A. G. EDWARDS & SONS, INC. (WELLESLEY MA)
NY
04/10/1998 - 03/17/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
MA
05/09/1995 - 05/06/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 03/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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