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Christopher Robert Jennings

Neuberger Berman BD LLC

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About Christopher Robert Jennings

Christopher Jennings is an investment advisor representative at Neuberger Berman BD LLC and has been in the industry for over 10 years. Christopher Jennings is registered with the state of New Jersey and New York. Before joining Neuberger Berman BD LLC, Christopher Jennings was employed at SANFORD C. BERNSTEIN & CO., LLC and GOLDMAN, SACHS & CO.. Christopher Jennings holds Series 7, Series 31, Series 63 and Series 65 licenses. Christopher Jennings is a Chartered Financial Analyst and specializes in providing investment advice to individuals, high-net-worth individuals, and pooled investment vehicles.

Firm Information

Christopher Jennings is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Jennings’s Registration & Firm History

NY

03/19/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

05/14/2008 - 05/12/2015

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

12/15/2006 - 04/24/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/15/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/01/2013

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Robert Jennings.
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