Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Holroyd is a financial advisor with over 15 years of experience in the financial services industry. He is currently registered with AMG Distributors, Inc. in Stamford, CT. Christopher has held previous positions at Commonfund Securities, Inc., People's Securities, Inc., WIT Capital Corporation and WIT Soundview Corporation. Christopher holds a Series 7, 24, 31, 63, 65, SIE and 99TO licenses. He is currently registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/05/2017 - Present
AMG Distributors, Inc. (STAMFORD CT)
CT
11/02/2011 - 12/08/2016
COMMONFUND SECURITIES, INC. (WILTON CT)
CT
11/15/2002 - 09/09/2004
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
CT
08/15/2000 - 08/09/2001
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
CT
05/11/2000 - 08/08/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
CT
01/07/1999 - 08/04/2000
WIT SOUNDVIEW CORPORATION (OLD GREENWICH CT)
BC
Issued 11/22/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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