Unclaimed
Christopher Gruin is a financial advisor with Fifth Third Securities, Inc. Christopher has over nine years of experience in the financial services industry. Christopher has a strong understanding of investment strategies and is dedicated to providing personalized financial advice to individuals and families. Christopher is committed to helping clients achieve their financial goals, whether it be saving for retirement, planning for college, or managing investments. Christopher is a registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
09/25/2024 - Present
Fifth Third Securities, Inc. (MOORESVILLE NC)
NC
10/12/2018 - 05/19/2021
WELLS FARGO CLEARING SERVICES, LLC (GASTONIA NC)
MD
09/27/2017 - 09/20/2018
SUNTRUST INVESTMENT SERVICES, INC. (BEL AIR MD)
MD
12/18/2014 - 09/28/2017
PNC INVESTMENTS (REISTERSTOWN MD)
MD
01/02/2013 - 04/05/2013
SUNTRUST INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
06/06/2011 - 11/01/2011
PNC INVESTMENTS (BALTIMORE MD)
BOTH
Issued 12/21/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/26/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2018
Series 7TO - General Securities Representative Examination
BC
Issued 9/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/2/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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