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Christopher Robert Colpitts

Cowen AND Co.

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About Christopher Robert Colpitts

Christopher Colpitts is a financial advisor who has been active in the industry since 2012. Currently, Christopher is associated with Cowen And Co. and is registered with FINRA and the states of New York and Utah. Christopher has held a Series 7, Series 55, Series 57TO, and Series 63 license, along with the Securities Industry Essentials (SIE) designation. Prior to his current role, Christopher was employed by Churchill Capital USA, INC.

Firm Information

Christopher Colpitts is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Colpitts’s Registration & Firm History

NY

03/22/2022 - Present

Cowen AND Co. (NEW YORK NY)

UT

03/30/2012 - 04/12/2022

CHURCHILL CAPITAL USA, INC. (Park City UT)

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Licenses & Designations

BC

Issued 04/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/29/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Christopher Robert Colpitts.
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