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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Robert Black is a financial advisor with UBS Financial Services Inc., with over 30 years of experience in the industry. Christopher has been registered with the state of Texas since 2015, and also has a Series 65 license, which enables him to provide investment advisory services. Christopher has a strong background in investment management, having worked for various financial institutions including Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Royal Alliance Associates, Inc. Christopher has a wide range of experience, including securities, commodities, and financial planning. Christopher's expertise is in serving high net worth individuals, corporations and businesses, as well as charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/16/2015 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
01/14/2009 - 12/15/2015
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
09/01/2000 - 01/16/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
AZ
09/12/1994 - 07/26/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
04/13/1994 - 08/29/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
04/13/1992 - 03/22/1994
WESTCAP GOVERNMENT SECURITIES, INC.
TX
04/13/1992 - 03/22/1994
WESTCAP SECURITIES, L.P. (HOUSTON TX)
NY
11/06/1991 - 01/04/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 10/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2000
Series 3 - National Commodity Futures Examination
BC
Issued 11/04/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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