Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rios is a financial professional with over 4 years of experience in the financial services industry. Christopher is currently registered with Transamerica Capital, Inc. and holds the Series 6, 7, and 63 licenses. Christopher has previously been registered with Avantax Investment Services, Inc., Texas Securities, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/29/2022 - Present
Transamerica Capital, Inc. (St. Petersburg FL)
TX
08/27/2020 - 01/31/2022
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
TX
03/21/2019 - 02/18/2020
TEXAS SECURITIES, INC. (CARROLLTON TX)
TX
06/22/2018 - 03/12/2019
AXA ADVISORS, LLC (FORT WORTH TX)
BC
Issued 07/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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