Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ridgeway is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the industry since 2011. Christopher is licensed in Maryland and Texas and has passed the Series 7TO, Series 63, and Series 6 exams. Christopher has a range of experience in the financial industry, having previously worked with BBVA Securities Inc., SunTrust Investment Services, Inc., and PNC Investments. Christopher is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/30/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ANNAPOLIS MD)
TX
08/09/2022 - 06/01/2023
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
10/27/2020 - 06/02/2021
BBVA SECURITIES INC. (AUSTIN TX)
DC
06/27/2018 - 08/16/2019
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
MD
12/20/2016 - 06/22/2018
PNC INVESTMENTS (WOODSTOCK MD)
TX
05/16/2013 - 08/26/2016
BBVA SECURITIES INC. (SEABROOK TX)
TX
05/10/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SEABROOK TX)
TX
09/30/2005 - 08/22/2008
CHASE INVESTMENT SERVICES CORP. (GRAPEVINE TX)
IA
Issued 08/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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