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Christopher Richard Vargus

Credit Suisse Securities (usa) LLC

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About Christopher Richard Vargus

Christopher Richard Vargus is an investment advisor representative at Credit Suisse Securities (usa) LLC and is currently licensed in New York. Christopher has a Series 99, Series 99TO and a SIE. Christopher has over 10 years of experience in the financial services industry.

Firm Information

Christopher Vargus is currently registered with Credit Suisse Securities (usa) LLC. Credit Suisse Securities (USA) LLC is a Limited Liability Company formed in 2003 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states. They provide portfolio management for pooled investment vehicles and have $805,275,346 in regulatory assets under management. The firm's website is HTTP://WWW.CREDIT-SUISSE.COM.
Credit Suisse Securities (usa) LLC

11 MADISON AVENUE

NEW YORK, NY 10010

$805.28M

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Transaction-based fee

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Christopher Vargus’s Registration & Firm History

NY

04/03/2024 - Present

Credit Suisse Securities (usa) LLC (NEW YORK NY)

NJ

10/21/2013 - 05/02/2016

PERSHING LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/03/2024

Series 99TO - Operations Professional Examination

BC

Issued 04/02/2024

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Richard Vargus. Review regulatory record here.
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