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Christopher Richard Rice

Morgan Stanley

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About Christopher Richard Rice

Christopher Richard Rice is a financial advisor with over 20 years of experience in the industry. Christopher is registered with Morgan Stanley and holds the Series 7, Series 31, Series 63, and Series 66 licenses. Christopher also holds the SIE exam. Christopher's previous experience includes positions at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHASE INVESTMENT SERVICES CORP., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and WHITEHALL WELLINGTON INVESTMENTS, INC.. Christopher specializes in portfolio management for individuals, businesses, and investment companies. Christopher is also registered as an Investment Advisor Representative in New Jersey, New York, and Texas.

Firm Information

Christopher Rice is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Christopher Rice’s Registration & Firm History

NY

04/02/2020 - Present

Morgan Stanley (New York NY)

NY

06/03/2005 - 11/28/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

IL

12/08/2003 - 06/07/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

MN

01/02/2002 - 12/11/2003

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/02/2002 - 12/11/2003

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

NY

04/16/1999 - 08/29/1999

WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)

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Licenses & Designations

BOTH

Issued 01/18/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 12/21/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Richard Rice. Review regulatory record here.
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