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Christopher Richard Maggard

Fifth Third Securities, Inc.

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About Christopher Richard Maggard

Christopher Maggard is a registered representative of Fifth Third Securities, Inc. in Sterling Heights, Michigan. Christopher has been in the securities industry since 1995. Christopher holds the Series 63, Series 65, Series 7 and SIE licenses and is registered in 21 states as a broker-dealer.

Firm Information

Christopher Maggard is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

11555 16 MILE

STERLING HEIGHTS, MI 48312

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Maggard’s Registration & Firm History

MI

02/05/2010 - Present

Fifth Third Securities, Inc. (STERLING HEIGHTS MI)

MI

11/19/2002 - 12/11/2006

LEONARD & COMPANY (TROY MI)

NY

01/01/1998 - 12/05/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

MI

04/17/1995 - 08/14/1996

BENTLEY-LAWRENCE SECURITIES, INC. (TROY MI)

MN

04/23/1992 - 04/26/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

04/23/1992 - 04/26/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 4/19/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/1/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/19/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 4/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Richard Maggard. Review regulatory record here.
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