Unclaimed
Christopher Halpin is a financial advisor with Empower Advisory Group, LLC in GREENWOOD VILLAGE, CO. Christopher has been in the financial services industry since 2000. Christopher is registered to provide investment advice in Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota, and South Dakota. Christopher is also licensed as a registered representative in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/16/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
OR
01/12/2021 - 10/10/2023
STANCORP EQUITIES, INC. (PORTLAND OR)
NY
08/09/2019 - 09/17/2020
PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)
MO
08/03/2018 - 08/15/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
PA
06/17/2015 - 01/23/2018
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
LA
02/27/2015 - 05/28/2015
AMERIPRISE FINANCIAL SERVICES, INC. (METAIRIE LA)
MA
02/03/2010 - 01/07/2015
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
AZ
12/19/2006 - 01/25/2010
EDWARD JONES (TEMPE AZ)
AZ
12/05/2005 - 08/07/2006
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
TN
03/02/2001 - 12/01/2005
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
PA
06/09/2000 - 01/31/2001
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
NJ
03/13/2000 - 06/05/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Halpin is the right advisor for you? Invested Better is here to help.