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Christopher Richard Halpin

Empower Advisory Group, LLC

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About Christopher Richard Halpin

Christopher Halpin is a financial advisor with Empower Advisory Group, LLC in GREENWOOD VILLAGE, CO. Christopher has been in the financial services industry since 2000. Christopher is registered to provide investment advice in Iowa, Kansas, Minnesota, Missouri, Nebraska, North Dakota, and South Dakota. Christopher is also licensed as a registered representative in Missouri.

Firm Information

Christopher Halpin is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Halpin’s Registration & Firm History

CO

08/16/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

OR

01/12/2021 - 10/10/2023

STANCORP EQUITIES, INC. (PORTLAND OR)

NY

08/09/2019 - 09/17/2020

PAYCHEX SECURITIES CORPORATION (ROCHESTER NY)

MO

08/03/2018 - 08/15/2019

STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)

PA

06/17/2015 - 01/23/2018

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

LA

02/27/2015 - 05/28/2015

AMERIPRISE FINANCIAL SERVICES, INC. (METAIRIE LA)

MA

02/03/2010 - 01/07/2015

EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)

AZ

12/19/2006 - 01/25/2010

EDWARD JONES (TEMPE AZ)

AZ

12/05/2005 - 08/07/2006

ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

TN

03/02/2001 - 12/01/2005

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

PA

06/09/2000 - 01/31/2001

SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)

NJ

03/13/2000 - 06/05/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/03/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/04/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 03/10/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Richard Halpin.
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