Unclaimed
Christopher Richard Ardoin is a financial advisor licensed in 22 states. Christopher has been in the industry since October 19, 2011 and is currently registered with Northwestern Mutual Investment Services, LLC. He specializes in providing financial advice to individuals and families and has expertise in investments and insurance. Christopher holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
10/19/2011 - Present
Northwestern Mutual Investment Services, LLC (WOODLAND HLS CA)
BC
Issued 02/03/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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