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Christopher Rich

THE Leaders Group, Inc.

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About Christopher Rich

Christopher Rich is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Christopher has over 30 years of experience in the financial industry. Christopher is registered in 14 states and holds the Series 6, 7, 22, 63, and 65 licenses. Christopher is also a registered representative of Lion Street Financial, LLC, where he has been employed since 2014. Christopher has a strong background in investment management, financial planning, and retirement planning.

Firm Information

Christopher Rich is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Rich’s Registration & Firm History

CO

08/18/2020 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MA

04/08/2011 - 08/18/2014

J. ALDEN ASSOCIATES, INC. (BOSTON MA)

CA

04/05/2007 - 04/07/2011

RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)

MA

01/23/2002 - 04/05/2007

CLARK SECURITIES, INC. (SOUTHBOROUGH MA)

NY

04/27/1988 - 12/04/2001

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/20/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1988

Series 7 - General Securities Representative Examination

BC

Issued 05/03/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/26/1988

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Rich.
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