Unclaimed
Christopher Rice is a financial advisor with Edward Jones, a firm that manages over $800 billion in assets. Christopher has been in the financial services industry since 2001 and is registered in 9 states. He is a licensed representative of Edward Jones, and his specializations include financial planning, portfolio management for businesses and individuals, and pension consulting. Christopher has experience with various financial products and services, including mutual funds, variable annuities, and life insurance. He can help clients create a personalized financial plan to achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
02/07/2019 - Present
Edward Jones (WEST LINN OR)
OR
10/31/2017 - 02/07/2019
PARK AVENUE SECURITIES LLC (LAKE OSWEGO OR)
OR
10/02/2012 - 10/11/2017
WADDELL & REED (LAKE OSWEGO OR)
MT
09/26/2008 - 05/16/2012
RBC CAPITAL MARKETS, LLC (BILLINGS MT)
WA
04/02/2007 - 10/06/2008
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
10/20/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SEATTLE WA)
MN
01/08/2001 - 02/04/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BOTH
Issued 02/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/23/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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