Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ricciardi is a financial advisor with Franklin Distributors, LLC in Baltimore, Maryland. Christopher has been in the financial services industry since 2011. Christopher's primary registrations are with FINRA and 53 state jurisdictions. Christopher is also a licensed Series 63, 65 and 7 representative. Christopher has previously worked with ICAPITAL MARKETS LLC, ICAPITAL SECURITIES, LLC, FORESIDE FUND SERVICES, LLC and ALTEGRIS INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
04/24/2024 - Present
Franklin Distributors, LLC (BALTIMORE MD)
GA
11/30/2023 - 03/18/2024
ICAPITAL MARKETS LLC (ALPHARETTA GA)
GA
06/20/2019 - 11/30/2023
ICAPITAL SECURITIES, LLC (ALPHARETTA GA)
CA
02/22/2017 - 03/06/2019
FORESIDE FUND SERVICES, LLC (La Jolla CA)
CA
06/02/2015 - 01/24/2017
FORESIDE FUND SERVICES, LLC (Carlsbad CA)
CA
07/10/2009 - 01/06/2014
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
02/05/2009 - 06/02/2009
ANDES CAPITAL GROUP, LLC (EL SEGUNDO CA)
IA
Issued 05/08/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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