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Christopher Reynolds Weekes

TD Securities (usa) LLC

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About Christopher Reynolds Weekes

Christopher Weekes has been in the securities industry since 2003. Currently, Christopher is registered with TD Securities (USA) LLC in New York. Previously, Christopher was registered with Cowen and Company, Cowen Securities LLC, Madison Williams and Company, Oppenheimer & Co. Inc., CIBC World Markets Corp. and Labranche Financial Services, LLC. Christopher holds the following licenses: Series 7, Series 4, Series 55, Series 79, SIE and Series 57TO. Christopher is licensed in the state of New York.

Firm Information

Christopher Weekes is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Weekes’s Registration & Firm History

NY

03/05/2024 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

05/08/2013 - 04/11/2024

COWEN AND COMPANY (NEW YORK NY)

NY

11/28/2011 - 05/30/2013

COWEN SECURITIES LLC (NEW YORK NY)

NY

02/02/2010 - 11/28/2011

MADISON WILLIAMS AND COMPANY (NEW YORK NY)

NY

01/14/2008 - 02/03/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/23/2007 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

03/27/2003 - 07/19/2007

LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/24/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2005

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/12/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/25/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Reynolds Weekes.
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