Unclaimed
Christopher Rogers is a financial advisor with RFG Advisory, LLC, based in Vestavia Hills, Alabama. Christopher has over 8 years of experience in the financial services industry and holds Series 7, 66 and SIE licenses. Christopher's previous experience includes positions at Ameriprise Financial Services, LLC, Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher specializes in providing financial advice to high-net-worth individuals, corporations, trusts, pension and profit sharing plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
02/22/2022 - Present
RFG Advisory, LLC (VESTAVIA HILLS AL)
AL
10/09/2020 - 02/22/2022
AMERIPRISE FINANCIAL SERVICES, LLC (BIRMINGHAM AL)
FL
12/16/2015 - 04/07/2017
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
AL
10/27/2014 - 09/10/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
FL
06/12/2012 - 11/26/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 01/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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