Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ng is a financial professional with over 17 years of experience in the industry. Christopher has a strong background in securities and futures markets, having held various roles at leading financial institutions. Christopher's expertise covers a range of products and services, and currently holds a Series 3, Series 7, and Series 63 licenses. Christopher is currently registered with TP Icap Global Markets Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/16/2023 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/23/2022 - 05/17/2023
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
10/28/2021 - 11/29/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NY
06/18/2019 - 10/12/2021
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
02/07/2017 - 06/06/2019
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
11/01/2016 - 02/07/2017
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
07/14/2016 - 07/15/2016
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/02/2015 - 01/26/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
10/10/2006 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
06/15/2006 - 10/27/2006
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
01/09/2004 - 03/16/2005
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
05/22/2003 - 01/14/2004
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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