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Christopher Raymond Ashby

Fidelity Brokerage Services LLC

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About Christopher Raymond Ashby

Christopher Ashby is a registered representative with Fidelity Brokerage Services LLC. Christopher has been in the securities industry since August 12, 2016. Christopher is currently registered in 53 states, District of Columbia, Puerto Rico, and Virgin Islands. Christopher holds a Series 63 license, and Series 7 license and the SIE exam. Christopher is based in Jacksonville, Florida.

Firm Information

Christopher Ashby is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Ashby’s Registration & Firm History

FL

04/14/2022 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

10/31/2015 - 06/30/2021

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 11/06/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Raymond Ashby. Review regulatory record here.
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