Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ray Smith is a financial advisor currently registered with Concourse Financial Group Securities, Inc. in Florence, Alabama. Christopher has been in the financial services industry since November 2004. Christopher is a Certified Financial Planner and has a wide range of experience working with individual investors, corporations, and businesses. Christopher is also registered as an investment advisor representative with CB&S Financial Services, a division of CB&S Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
07/01/2022 - Present
Concourse Financial Group Securities, Inc. (Florence AL)
AL
11/20/2014 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (DECATUR AL)
AL
06/01/2009 - 11/25/2014
MORGAN STANLEY (FLORENCE AL)
AL
11/21/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNTSVILLE AL)
AL
11/04/2004 - 11/26/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORENCE AL)
BOTH
Issued 11/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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