Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Larkey is a registered representative of Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Christopher Larkey is licensed to conduct business in several states including Arizona, California, Colorado, Delaware, Florida, Georgia, Indiana, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Virginia, and Washington. Christopher Larkey has a wide range of experience including serving as a General Securities Principal. Christopher Larkey is also a registered Investment Advisor and is licensed to provide financial planning services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/14/2020 - Present
Stifel, Nicolaus & Company, Inc. (MORRISTOWN NJ)
NJ
04/29/2002 - 04/24/2007
RYAN BECK & CO. (ROSELAND NJ)
NY
09/19/1995 - 05/17/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
09/30/1992 - 09/20/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 03/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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