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Christopher Randolph Walker

Neuberger Berman BD LLC

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About Christopher Randolph Walker

Christopher Randolph Walker is a registered investment advisor representative with Neuberger Berman BD LLC. Christopher Walker has been in the financial services industry for over 28 years. Christopher Walker is registered in 53 states and is also registered as an investment advisor representative in Colorado, New York, and Texas. In addition to his Series 63 and 65 licenses, Christopher Walker also holds Series 6, 7, and 31 licenses, and the Securities Industry Essentials (SIE) exam. Christopher Walker was previously with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.

Firm Information

Christopher Walker is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Walker’s Registration & Firm History

NY

03/05/2012 - Present

Neuberger Berman BD LLC (NEW YORK NY)

TX

02/12/2008 - 06/01/2011

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

TX

01/18/2005 - 02/12/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

IL

10/19/2001 - 12/03/2004

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

06/09/1994 - 10/19/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/02/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2023

Series 31 - Futures Managed Funds Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2006

Series 7 - General Securities Representative Examination

BC

Issued 06/08/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Christopher Randolph Walker.
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