Unclaimed
Christopher Randolph Harrison is a financial advisor with Cantor Fitzgerald & Co. Christopher has over 25 years of experience in the financial services industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, Series 52TO, and SIE licenses. Christopher has worked at several firms in the past, including D.A. Davidson & Co., Pierpont Securities LLC, and SunTrust Robinson Humphrey, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
05/01/2019 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
06/17/2013 - 04/10/2019
D.A. DAVIDSON & CO. (Memphis TN)
TN
10/23/2012 - 06/03/2013
PIERPONT SECURITIES LLC (MEMPHIS TN)
TN
08/12/2011 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (MEMPHIS TN)
TN
07/16/2007 - 08/10/2011
SUNTRUST ROBINSON HUMPHREY, INC. (MEMPHIS TN)
TN
02/22/2005 - 06/20/2007
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
TN
09/23/2002 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
TN
05/10/2001 - 08/22/2002
FIRST TENNESSEE SECURITIES CORP. (MEMPHIS TN)
TN
08/28/1997 - 04/27/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 12/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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