Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Randolph Cassidy is a financial advisor with over 15 years of experience in the financial services industry. Christopher is registered with LPL Financial LLC and has been associated with the firm since November 2020. Christopher previously worked with Cambridge Investment Research, Inc., Wells Fargo Clearing Services, LLC, SunTrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Christopher is a licensed Series 66, Series 24, Series 99TO, SIE, and Series 7 registered representative. Christopher holds a bachelor's degree in Business Administration from the University of California, Berkeley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
01/06/2024 - Present
LPL Financial LLC (FORT MILL SC)
IA
08/29/2019 - 10/15/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Iowa City IA)
AZ
05/10/2016 - 08/27/2019
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
DC
10/31/2013 - 01/14/2016
SUNTRUST INVESTMENT SERVICES, INC. (WASHINGTON DC)
CA
05/23/2011 - 08/15/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
01/03/2011 - 05/16/2011
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
05/03/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (IRVINE CA)
CA
10/25/2006 - 11/08/2006
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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