Unclaimed
Christopher Randazzo is a financial professional with over 10 years of experience in the industry. Christopher is currently a registered representative and investment advisor at Rockefeller Financial LLC, where Christopher has been since December 2018. Prior to this, Christopher was employed by Morgan Stanley and Merrill Lynch. Christopher specializes in providing financial planning, portfolio management and selection of other advisors services. Christopher is registered to offer investment advisory services and is a Series 24, Series 7TO, Series 99 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/17/2018 - Present
Rockefeller Financial LLC (NEW YORK NY)
NY
12/04/2017 - 05/31/2018
MORGAN STANLEY (PURCHASE NY)
NY
07/17/2013 - 09/21/2016
MORGAN STANLEY (PURCHASE NY)
NY
07/06/2012 - 06/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 02/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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