Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Rance is a financial professional with over six years of experience in the industry. Christopher is currently registered with Santander US Capital Markets LLC in Los Angeles, California. Previously, Christopher worked at NEUBERGER BERMAN BD LLC and AXA ADVISORS, LLC. Christopher holds the Series 65, Series 63, SIE, Series 7, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/10/2024 - Present
Santander US Capital Markets LLC (Los Angeles CA)
NY
05/14/2018 - 07/19/2022
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
01/30/2018 - 04/30/2018
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 11/28/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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