Unclaimed
Christopher Lakumb is a financial advisor with Rivernorth Capital Management, LLC. Christopher has been in the industry since March 20, 2007, and is registered with FINRA and the state of Illinois. Christopher holds the Series 6, 7, 63, and 66 securities licenses, and the SIE exam. He is also a Chartered Financial Analyst. Rivernorth Capital Management is a registered investment adviser. The firm specializes in providing portfolio management services to institutional clients, including investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
10/22/2013 - Present
Rivernorth Capital Management, LLC (Vancouver WA)
MO
10/05/2012 - 09/09/2013
EVERTRADE DIRECT BROKERAGE, INC. (ST. LOUIS MO)
IL
02/06/2012 - 10/22/2012
LPL FINANCIAL LLC (NORTHBROOK IL)
CO
05/18/2011 - 02/10/2012
ALPS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 06/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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