Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Walton is an investment advisor representative with Ascensus Investment Advisors, LLC. Christopher has been in the industry since 2007 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, and VALIC Financial Advisors, Inc. He is registered to provide investment advisory services in Arizona and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of program management fee and percentage of aua
1
2
AZ
10/06/2023 - Present
Ascensus Investment Advisors, LLC (Litchfield Park AZ)
NJ
06/24/2013 - 04/24/2015
ADP BROKER-DEALER, INC. (ROSELAND NJ)
AZ
06/19/2013 - 06/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
04/17/2012 - 02/20/2013
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
03/02/2009 - 04/18/2012
VALIC FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
09/16/2008 - 03/05/2009
ALLSTATE FINANCIAL SERVICES, LLC (PHOENIX AZ)
AZ
01/01/2008 - 09/17/2008
WACHOVIA SECURITIES, LLC (PHOENIX AZ)
AZ
08/21/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PHOENIX AZ)
AZ
11/17/2005 - 09/01/2006
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
NY
08/10/2004 - 12/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/22/2004 - 07/20/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
IL
09/16/2003 - 01/16/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MO
01/07/2003 - 05/13/2003
EDWARD JONES (ST. LOUIS MO)
NY
01/25/2001 - 01/06/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
05/20/1998 - 01/10/2001
RECOM SECURITIES, INC. (ST. LOUIS PARK MN)
IL
07/08/1997 - 07/28/1997
MILLS FINANCIAL SERVICES, INC. (LAKE BLUFF IL)
CO
06/26/1996 - 08/02/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 05/05/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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