Unclaimed
Christopher Vandusen is a financial advisor with RBC Capital Markets, LLC. Christopher has been in the financial services industry since May 2002. Christopher holds the Series 7, Series 31, Series 66 and SIE licenses and has earned the SIE, Series 7 and Series 31 securities registrations with FINRA. Christopher has a proven track record of success in the financial services industry. Prior to joining RBC Capital Markets, LLC, Christopher worked for Morgan Stanley and Citigroup Global Markets Inc.. Christopher is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/15/2019 - Present
RBC Capital Markets, LLC (Philadelphia PA)
NY
06/01/2009 - 02/19/2019
MORGAN STANLEY (PURCHASE NY)
PA
09/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
PA
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
05/27/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
BOTH
Issued 06/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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