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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Soutas is an investment advisor representative with Wells Fargo Clearing Services, LLC, registered with the state of Utah. Christopher has been in the financial services industry since 1999 and has a wide range of experience. Christopher is a licensed agent and investment adviser representative and holds the Series 31, 7, and 63 licenses, as well as the SIE exam. Christopher specializes in providing investment advisory services to high-net-worth individuals, corporations, and other businesses. Christopher is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/18/2016 - Present
Wells Fargo Clearing Services, LLC (SOUTH JORDAN UT)
UT
02/19/2009 - 05/05/2016
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
UT
04/02/2007 - 02/20/2009
MORGAN STANLEY & CO. INCORPORATED (HOLLADAY UT)
UT
02/17/1999 - 04/02/2007
MORGAN STANLEY DW INC. (MIDVALE UT)
IA
Issued 01/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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