Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Hoff is an active broker and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Christopher has been in the securities industry since June 2007. Christopher has passed the Series 6, 7, 9, 10, 24, 63, and 66 exams, and is currently registered in 53 states, including California and Texas. Christopher has previously worked at AXA ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMECULA CA)
CA
06/11/2007 - 02/09/2012
AXA ADVISORS, LLC (IRVINE CA)
BOTH
Issued 06/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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