Unclaimed
Christopher Hardt is a financial advisor with over 25 years of experience in the industry. Christopher is a CERTIFIED FINANCIAL PLANNER™ professional and has been registered with Edward Jones since 1997. Christopher is currently registered with the Securities and Exchange Commission (SEC) and has a Series 7, 24 and 63 license. Christopher has also passed the SIE exam. Christopher is registered as a broker-dealer in 35 states and is also registered as an Investment Advisor Representative (IAR) in two states, California and Texas. Christopher is a dedicated financial advisor with a passion for helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/19/2014 - Present
Edward Jones (WESTLAKE VILLAGE CA)
BC
Issued 07/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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