Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher R. Hanly has been a registered investment advisor since March 3, 2010. He is currently employed by Raymond James & Associates, Inc. where Christopher R. Hanly is registered in New Jersey and Texas. Christopher R. Hanly has been registered in 24 states including New York, Florida and California. Christopher R. Hanly has passed the Series 7, Series 63 and Series 65 exams. Christopher R. Hanly has also passed the SIE exam. Christopher R. Hanly is a Certified Financial Planner. Christopher R. Hanly is also a member of Legacy Benefit Assurance LLC, a Delaware limited liability company engaged in the business of selling insurance products to the general public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/19/2021 - Present
Raymond James & Associates, Inc. (PARAMUS NJ)
NY
03/18/2015 - 10/28/2021
BRUDERMAN BROTHERS LLC (FISHKIILL NY)
NY
03/03/2010 - 03/18/2015
GARY GOLDBERG & CO., INC. (SUFFERN NY)
IA
Issued 03/30/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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