Unclaimed
Christopher R. Ellis is a financial advisor with FS Investment Solutions, LLC. Christopher has been in the financial services industry since 2005. Christopher has a broad range of experience in the financial services industry, having worked for firms such as Charles Schwab & Co., Inc., Goldman, Sachs & Co., and Emerson Equity LLC. Christopher is licensed to sell securities in 35 states. Christopher holds the Series 6, 7, and SIE licenses. Christopher is a licensed securities agent and is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/01/2022 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
CA
04/30/2021 - 07/25/2022
EMERSON EQUITY LLC (SAN MATEO CA)
NY
10/26/2017 - 02/23/2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
IL
05/28/2014 - 10/10/2017
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
NY
10/30/2009 - 05/27/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
08/04/2006 - 10/13/2009
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
TX
06/14/2005 - 06/08/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
BC
Issued 06/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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