Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cochrane is a financial advisor who has been in the industry since 1991. Christopher is currently registered with Wells Fargo Clearing Services, LLC. He also holds registrations in several states including Wisconsin, Texas and others. Christopher has a strong background in financial services, having held previous positions with companies such as Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc., Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Piper Jaffray Inc. Christopher has a commitment to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/17/2013 - Present
Wells Fargo Clearing Services, LLC (APPLETON WI)
WI
08/14/2009 - 05/20/2013
STIFEL, NICOLAUS & COMPANY, INCORPORATED (APPLETON WI)
WI
10/22/2007 - 08/14/2009
UBS FINANCIAL SERVICES INC. (APPLETON WI)
WI
05/25/2001 - 10/30/2007
CITIGROUP GLOBAL MARKETS INC. (APPLETON WI)
NY
05/05/1995 - 06/07/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
06/30/1994 - 06/05/1995
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
WI
09/17/1991 - 06/30/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 11/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Cochrane is the right advisor for you? Invested Better is here to help.
