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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Badolato is a financial advisor with Morgan Stanley. Christopher has been in the industry since 1997 and has experience with several firms including UBS Financial Services Inc., TD Waterhouse Investor Services, Inc., First American Equities, Inc., DanAllen Investment Group Inc. and Sovereign Equity Management Corp. Christopher is registered with both FINRA and the Securities and Exchange Commission (SEC) and holds a series of licenses including Series 3, 4, 7, 9, 10, 24, 63, and 66. Christopher is registered to offer securities and investment advisory services in all 50 states. Christopher specializes in working with high-net-worth individuals, insurance companies, investment companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/04/2020 - Present
Morgan Stanley (Garden City NY)
NY
08/11/2009 - 07/06/2010
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
08/01/2006 - 04/15/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
08/05/1998 - 03/29/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (JERSEY CITY NJ)
FL
02/17/1998 - 04/27/1998
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
NY
01/28/1997 - 02/25/1998
DANALLEN INVESTMENT GROUP INC. (ASTORIA NY)
FL
08/08/1996 - 01/31/1997
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
BOTH
Issued 11/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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