Unclaimed
Christopher Quentin hugh Leverett is a financial advisor with RBC Capital Markets, LLC. Christopher has been in the financial services industry since 1986 and has experience in various roles. Christopher has served as a financial advisor in the Rochester, NY area for a number of years. Christopher is registered with the following states: Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maine, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Christopher holds a Series 7, Series 31, and Series 63 license, as well as the SIE exam. In addition to providing financial advice, Christopher also serves on the advisory board for the School of Business and Management at SUNY Brockport.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/05/2015 - Present
RBC Capital Markets, LLC (ROCHESTER NY)
NY
05/03/1996 - 09/30/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/15/1992 - 12/10/1996
COMMUNITY SECURITIES, INC. (ROCHESTER NY)
NA
07/17/1991 - 12/12/1991
CITICORP FINANCIAL SERVICES,INC.
NY
07/01/1991 - 12/12/1991
CITICORP SELECT INVESTMENTS, INC. (LONG ISLAND CITY NY)
NY
03/05/1987 - 07/08/1991
COMMUNITY SECURITIES, INC. (ROCHESTER NY)
NA
03/19/1986 - 03/12/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 09/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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