Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ptak is a financial professional with over 28 years of experience in the securities industry. Christopher is currently registered with Tradition Securities And Derivatives LLC and is located in New York, NY. Christopher has been working with Tradition Securities And Derivatives LLC since March 28, 1996. Previously, Christopher was registered with TRADITION (GLOBAL CLEARING) INC. from January 14, 1999, to November 13, 2002. Christopher has also held positions at Tullett & Tokyo Securities, Inc. and R.J. Kross Assoc. LTD. Christopher holds the Series 63, Series 72 and SIE licenses. Christopher is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/1996 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
01/14/1999 - 11/13/2002
TRADITION (GLOBAL CLEARING) INC. (NEW YORK NY)
NY
04/07/1994 - 08/05/1994
TULLETT & TOKYO SECURITIES, INC. (NEW YORK NY)
NY
07/10/1992 - 12/06/1993
R.J. KROSS ASSOC. LTD. (NEW YORK NY)
BC
Issued 12/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Christopher Ptak is the right advisor for you? Invested Better is here to help.
