Unclaimed
Christopher Plants Mattox is a financial professional registered with W&S Brokerage Services, Inc. Christopher Plants Mattox is a registered representative with the firm and holds licenses in several states. Christopher Plants Mattox has been in the financial services industry for over 15 years. Christopher Plants Mattox offers various services, including investment and portfolio management, to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
12/09/2013 - Present
W&S Brokerage Services, Inc. (CAMBRIDGE OH)
OH
02/28/2011 - 10/04/2011
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
05/11/2004 - 12/12/2008
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
BC
Issued 11/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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