Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Peter Underhill is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has over 14 years of experience in the financial services industry. Christopher holds Series 7, 55, and 63 licenses. Christopher also holds a Series 65 license and is a registered investment advisor in Connecticut and Texas. Christopher has worked for several firms during his career including UBS Financial Services Inc., Sanders Morris Harris Inc., and Bank of America. Christopher provides financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and retirement plans. Christopher is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/13/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
CT
05/19/2014 - 10/21/2015
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
NY
05/02/2006 - 03/07/2007
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
BC
Issued 06/02/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/03/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2006
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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