Unclaimed
Christopher Photiou is an investment advisor representative with T. Rowe Price Advisory Services, Inc.. Christopher has been in the securities industry since November 4, 1999. Christopher is registered with the state of Maryland as an investment advisor representative and a broker. Christopher also has a Series 63, Series 6, and Series 7 license. Christopher is registered with the following state(s): Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Christopher is also registered with the following self-regulatory organizations (SRO): Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d
1
2
MD
10/10/2013 - Present
T. Rowe Price Advisory Services, Inc. (Owings Mills MD)
IL
07/06/2005 - 12/06/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
06/14/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
09/13/2002 - 06/16/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NJ
07/26/2001 - 07/18/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
11/28/2000 - 04/25/2001
AXA ADVISORS, LLC (NEW YORK NY)
NJ
12/14/1998 - 09/08/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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