Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Harvey is a financial professional with over 15 years of experience in the industry. Christopher is currently registered with Wells Fargo Securities, LLC and has held previous positions at Weeden & Co.L.P., Kellogg Partners Institutional Services LLC and State Street Global Markets, LLC. Christopher is licensed to conduct business in all 50 states. Christopher has a wide range of experience and holds licenses including Series 7, Series 63, Series 24, Series 26, Series 39, Series 52TO, Series 6TO, Series 22TO, Series 82TO, Series 86, Series 87, Series 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2013 - Present
Wells Fargo Securities, LLC (New York NY)
CT
01/27/2010 - 04/29/2013
WEEDEN & CO.L.P. (GREENWICH CT)
NY
03/03/2009 - 01/11/2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)
MA
01/01/2008 - 01/29/2009
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 02/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 08/31/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/18/2008
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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