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Christopher Peter Harrison

Loop Capital Markets LLC

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About Christopher Peter Harrison

Christopher Harrison is a financial professional with over 20 years of experience in the financial services industry. Christopher is currently registered with Loop Capital Markets LLC. Christopher previously held positions at AEGIS CAPITAL CORP., C. L. KING & ASSOCIATES, INC., NEEDHAM & COMPANY, LLC, MAXIM GROUP LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Christopher has a broad range of experience in the industry, specializing in the areas of securities trading, investment advisory, and financial planning.

Firm Information

Christopher Harrison is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Christopher Harrison’s Registration & Firm History

NJ

09/12/2017 - Present

Loop Capital Markets LLC (Clark NJ)

NY

10/18/2016 - 09/12/2017

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

07/11/2016 - 10/19/2016

C. L. KING & ASSOCIATES, INC. (NEW YORK NY)

NY

01/03/2014 - 05/24/2016

NEEDHAM & COMPANY, LLC (NEW YORK NY)

NY

11/04/2013 - 11/15/2013

MAXIM GROUP LLC (NEW YORK NY)

NY

12/19/2000 - 10/11/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Peter Harrison.
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