Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Haley has been in the financial services industry since March 1996. Christopher is currently registered with BA Securities, LLC. Christopher is a licensed Series 7, 63, 79, 86 and 87 representative. Christopher has been with BA Securities, LLC since December 2011. Prior to that, Christopher was employed with Wachovia Capital Markets, LLC, Wachovia Securities, LLC and First Union Capital Markets Corp. Christopher is registered in Alabama, Georgia, Maryland, New York, North Carolina, Pennsylvania and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
12/19/2011 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
MD
07/01/2003 - 04/20/2009
WACHOVIA CAPITAL MARKETS, LLC (BALTIMORE MD)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/03/1993 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 11/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/16/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/09/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
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