Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher Peter Dziubasik

Capital Client Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher Peter Dziubasik

Christopher Dziubasik is a registered representative with Capital Client Group, Inc. Christopher has been in the financial services industry for over 10 years. Christopher has a Series 7, Series 63, and Series 66 license. Christopher is licensed in 53 states and the District of Columbia. Christopher is currently registered with Capital Client Group, Inc. and previously worked at Commonfund Securities, Inc. Christopher has also worked at Capital Prospects, LLC, Fiduciary Investment Advisors, and American Funds.

Firm Information

Christopher Dziubasik is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

As agreed upon in a manner that covers registrant's costs

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher Dziubasik’s Registration & Firm History

CA

03/01/2021 - Present

Capital Client Group, Inc. (Los Angeles CA)

CT

11/11/2008 - 10/14/2014

COMMONFUND SECURITIES, INC. (WILTON CT)

Not sure if Christopher Peter Dziubasik is right for you?

Licenses & Designations

BOTH

Issued 03/01/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/19/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/04/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Peter Dziubasik.
Not sure if Christopher Peter Dziubasik is right for you?