Unclaimed
Christopher Dziubasik is a registered representative with Capital Client Group, Inc. Christopher has been in the financial services industry for over 10 years. Christopher has a Series 7, Series 63, and Series 66 license. Christopher is licensed in 53 states and the District of Columbia. Christopher is currently registered with Capital Client Group, Inc. and previously worked at Commonfund Securities, Inc. Christopher has also worked at Capital Prospects, LLC, Fiduciary Investment Advisors, and American Funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/01/2021 - Present
Capital Client Group, Inc. (Los Angeles CA)
CT
11/11/2008 - 10/14/2014
COMMONFUND SECURITIES, INC. (WILTON CT)
BOTH
Issued 03/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2019
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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