Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Peter Carpou is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., located in Los Angeles, CA. Christopher has been in the industry since 1984. Christopher holds a Series 7, 52TO, 53, and 63 license and is a licensed Investment Advisor Representative in California and Texas. Christopher has held previous positions at BANC of America SECURITIES LLC, MUNICIPAL PARTNERS INC., CANTOR FITZGERALD FIXED INCOME BROKERS, INC., CANTOR, FITZGERALD MUNICIPAL BROKERS, INC., J.J. KENNY DRAKE, INC., CLIFFORD DRAKE & COMPANY INC., MORGAN STANLEY & CO., INCORPORATED, and DEAN WITTER REYNOLDS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/02/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
08/17/1999 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
NY
07/21/1992 - 09/22/1999
MUNICIPAL PARTNERS INC. (NEW YORK NY)
NA
06/23/1992 - 07/15/1992
MUNICIPAL PARTNERS INC.
NY
01/25/1991 - 06/26/1992
CANTOR FITZGERALD FIXED INCOME BROKERS, INC. (NEW YORK NY)
NA
05/23/1990 - 01/25/1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
NY
04/24/1989 - 06/05/1990
J.J. KENNY DRAKE, INC. (NEW YORK NY)
NY
08/25/1986 - 04/24/1989
CLIFFORD DRAKE & COMPANY INC. (NEW YORK NY)
NA
04/03/1985 - 08/01/1986
MORGAN STANLEY & CO., INCORPORATED
NA
03/19/1984 - 04/15/1985
DEAN WITTER REYNOLDS INC.
IA
Issued 09/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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