Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Pernetti is a financial advisor who has been active in the industry since 2002. He is currently registered with TP Icap Global Markets Americas LLC. Christopher has a broad range of experience, having previously worked with Tullett Prebon Financial Services LLC, B. Riley FBR, INC., B. Riley Wealth Management, and Newedge USA, LLC. Christopher holds Series 7 and Series 63 licenses and has passed the SIE Exam. Christopher is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/16/2018 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
01/06/2018 - 08/17/2018
B. RILEY FBR, INC. (New York NY)
NY
11/15/2010 - 08/17/2018
B. RILEY WEALTH MANAGEMENT (New York NY)
NY
02/11/2002 - 11/18/2010
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 02/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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