Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Walton is a financial advisor with over 35 years of experience in the industry. Christopher has been registered with Morgan Stanley since 2007. Christopher has previously been registered with Morgan Stanley DW Inc., Paine Webber Incorporated, and Morgan Stanley & Co. Incorporated. Christopher holds a number of licenses and certifications, including Series 3, 7, 9, 10, 31, 63, and 65. Christopher has also been involved in a number of other business activities. Currently, Christopher is on the Advisory Board for Provision Fund in Sheridan, Wyoming. Christopher has a broad base of experience working with a variety of clients, including high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WY
09/22/2017 - Present
Morgan Stanley (Sheridan WY)
WY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHERIDAN WY)
WY
07/02/1999 - 04/02/2007
MORGAN STANLEY DW INC. (SHERIDAN WY)
NJ
03/23/1985 - 07/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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